Page 405 - Special Topic Session (STS) - Volume 3

STS552 Norhayati Razi
à-vis their non-resident counterparties following an accounting approach,
whereby the reporting is done similarly to a financial statement with further
categorisation by direct investment, portfolio investment, financial derivatives
and other investment. In addition to the compilation notes and manual, the
front-end modules are also equipped with build-in business validation rules
to alert and/or prevent on possible misreporting by both the respondents and
compilers. A Query Module is also established as a medium between the
respondents and compilers to rectify and obtain confirmation on issues
relevant to data accuracy.
The front-end modules will process all survey submissions by respondents
to prepare data required by the back-end (Dissemination) modules. Once the
process is completed, data will be transmitted to the back-end modules for
further processing by the end of the day. During the transmission process,
data integration programs (Extract, Transform and Load or ETL) are initiated in
two stages, with the first stage focusing to harmonise and link the survey data
to the Master Data Management (MDM) module (standard codes, reference
entity information and ISIN profiles) and second stage mapping the data
according to the business rules to produce the required ESS reports. The
overall processing workflow are represented in diagram below.

ISS-ESS System Process Flow Diagram 3
Submission Components Processing Components Reports

Data captured based on Hierarchy Rules IIP/FA:
accounting principles with

presentation similar to a balance

sheet – assets/liabilities
approach:

Assets Liabilities

− Direct Investment
− Portfolio Investment Submitted Data + Hierarchy Codes + Business Rules
− Fin. Derivatives Investment Account:

− Other Investment Data Items Members
− Reserve Assets (assets
only) Functional Category DI, PI, FD, OI or RA
− Income Components

(Dividend, Interest) Instrument Type Equity, Debt, Others

Reporting Category A/L, End-Investors
Reporting Entities /Custodian EDS:
Relationship Related/Non-related
− Banking Institutions
− Selected Non-Bank Institutional Sector DTCs, CB, GV, OFC,

NF, NPISHs
Institutions
− Labuan Offshore Entities Maturity Short-/Long-Term
− Government Agencies
− Central Bank Residency Status Resident/NR
CPIS:
Hierarchy Code IIP, BOP FA and
(BPM5 & BPM6)
Income, EDS, IBS,
CPIS
Reference Registry
Entity info CCM, National Reg.
ISIN RENTAS, BURSA
Malaysia, REs, IMF

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