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CPS1419 Jinheum K. et al.


                                  A multi-state model for analyzing doubly
                                   interval-censored semi-competing risks
                                                       1
                                                                    2
                                          Jinheum Kim , Jayoun Kim
                    1 Jinheum Kim, Department of Applied Statistics, University of Suwon, Suwon, 18323, South
                                                     Korea
                     2 Jayoun Kim, Medical Research Collaborating Center, Seoul National University Hospital,
                                             Seoul, 03080, South Korea

                  Abstract
                  In  biomedical  or  clinical  studies,  we  often  encounter  semi-competing  risks
                  data in which one type of event may censor another event, but not vice versa.
                  We  propose  a  multi-state  model  for  analyzing  these  semi-competing  risks
                  data in the presence of interval censoring on both intermediate and terminal
                  events,  so-called  doubly  censored  scenarios.  In  this  article,  we  utilize  the
                  conventional Cox proportional hazards model by incorporating a frailty effect.
                  Thus, the proposed model can reflect diversities for which real data might
                  frequently possess. Marginalization of the full likelihood is accomplished using
                  adaptive  importance  sampling,  and  the  optimal  solution  of  the  regression
                  parameters  is  achieved  through  the  iterative  quasi-Newton  algorithm.  The
                  proposed methodology is illustrated on several simulation studies and real
                  data.

                  Keywords
                  Doubly interval-censored; Illness-death model; Intermediate event; Multi-
                  state model; Normal frailty; Semi-competing risks data

                  1.  Introduction
                      In  time-to-event  or  survival  analysis,  patients  with  certain  diseases  are
                  asked to make clinic visits and are monitored during periodic follow-up. This
                  makes it virtually impossible to observe the event time exactly. Under these
                  situations the event time is at least known to lie on a time interval, i.e., the
                  interval  between  the  last  and  current  visits;  this  is  often  called  interval
                  censoring. Further, in a considerable number of medical studies, we encounter
                  situations in which two series of events are interval censored, which is known
                  as doubly interval-censored (DIC). The most well-known DIC data are acquired
                  immunodeficiency  syndrome  (AIDS)  data  which  motivated  several  papers,
                  including Gruttola and Lagakos (1989), Kim et al. (1993), and Zeng et al. (2006).
                  The study was designed to analyze the doubly interval-censored incubation
                  time  between  the  originating  event,  infection  with  the  human
                  immunodeficiency virus (HIV) and onset of the terminating event, AIDS.



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